Hormonal and Pharmacological Manipulation of the Circadian Clock: Recent Developments and Future Strategies
by Gary Richardson and Barbara Tate




INTRODUCTION
    The mammalian circadian oscillator, located in the suprachiasmatic nuclei of the anterior hypothalamus, serves as the principal source of rhythmic temporal information for virtually all physiologic processes in the organism, including the alternating expression of sleep and wakefulness. for a recent review of the basic neurobiology of the mammalian circadian clock, see (Miller, Morin et al., 1996; Moore, 1997) . Recent studies, in both animal models and human subjects, have demonstrated the important modulation of sleep and wakefulness mediated by the circadian clock. Independent of other factors, notably prior sleep-wake history, the circadian clock potentiates wakefulness (and alertness) at one phase of the diurnal cycle, while facilitating sleep and its attendant processes at the opposite phase. The adaptive advantage of synchronizing sleep-wake behaviors with the daily changes in the external environment is clear. But in a modern world where the constraints of environmental time are less and less important, the circadian clock still imposes rigid boundaries on the timing of sleep and alert wakefulness that are increasingly perceived as limitations on human performance. This conflict underlies the sleep "disorders" of jet-lag and shift-work sleep disruption, problems that are not really diseases at all, but instead reflect normal function of circadian timing in the context of extraordinary demands on sleep-wake scheduling (Richardson and Malin, 1996) .

    Whatever their proper classification, both jet-lag and shift-work insomnia represent important societal problems deserving of public health and medical attention. Barring a world-wide rejection of air-travel, jet lag will continue to afflict tens of thousands of people annually. The effects of jet-lag on human performance, while typically transient, can nonetheless be significant, affecting commerce, government, and even the outcome of professional sports contests (Recht, Lew et al., 1995) . More important, only a global regression to an agrarian economy will eliminate the problem of tens of millions of workers in this country who regularly attempt to work at night and sleep during the day (Gordon, Cleary et al., 1986; Mellor, 1986) . In contrast to jet-lag, shift-work produces chronic sleep disruption lasting for the duration of shift-work exposure. For while individual differences in the ability to adjust to a nocturnal work schedule clearly exist (Sack, Blood et al., 1992) , recent studies suggest that few if any night workers regularly experience restful and restorative day sleep equivalent to that considered normal at night (Akerstedt and Kecklund, 1991) . This chronic sleep limitation is associated with significant increases in a number of consequent problems including sleepiness-related accidents (Smith, Folkard et al., 1994) , social disruption (Colligan and Rosa, 1990) , and psychiatric disturbances (Healy, Minors et al., 1993) . In addition, chronic exposure to shift-work has now been shown to be an independent risk factor for the development of both cardiovascular (Knutsson, 1989) and gastrointestinal (Segawa, Nakazawa et al., 1987) diseases. While these epidemiological studies have not identified the specific aspect of shift-work that is associated with increased risk of these disorders, the chronic limitation and disruption is foremost among plausible factors (Moore-Ede and Richardson, 1985) .

    The most important aspect of human circadian physiology that limits adaptation to the extreme schedules inherent in shift-work and jet travel is the primacy of light among entraining signals, or zeitgebers (Czeisler, 1995) . Exposure to sunlight for night shift-workers, or for jet-travelers at their destination, results in maintenance (or resetting) of the clock to environmental time. This response can be prevented or over-ridden with extraordinary avoidance of sunlight or with provision of artificial light of sufficient duration and intensity to negate the sunlight signal, an approach shown to be effective in the treatment of shift-work sleep disruption (Czeisler, Johnson et al., 1990) . Practical issues sharply limit the application of artificial lighting to all shift-work settings, however, and the role for a pharmacological chronobiotic agent capable of accomplishing the same end is potentially very large. The purpose of this review is to summarize available data on the anatomy and physiology of circadian clocks, with a specific focus on potential sites of action for possible chronobiotic agents, and to summarize the status of current drugs and hormones with apparent chronobiotic effects.

    Anatomy And Physiology Of The Circadian System



    FIGURE 1



    Neurotransmitters and neuropeptides identified within the SCN and its principal afferents. Data from (Miller, Morin et al., 1996). Note that data summarized here are based principally on rodent models. Important species differences have been found between specific rodents, e.g. between rat and hamster, and may limit generalization of this model to non-rodent species.



    The circadian system can be divided into three major components: the central oscillator or pacemaker; the afferent pathways which carry entraining environmental information to the oscillator; and the efferent pathways that communicate the rhythmicity of the oscillator to the physiology and behavior of the organism. As stated above, the suprachiasmatic nuclei constitute the circadian pacemaker in mammals (Moore and Eichler, 1972; Stephan and Zucker, 1972) , including humans (Lydic, Schoene et al., 1980) . This bilateral nucleus in the anterior hypothalamus is located on either side of the third ventricle, just above the optic chiasm. These nuclei are small in volume, with approximately 10,000 cells in each nucleus of the SCN of the rat (van den Pol and Dudek, 1993) . In addition, the cells within the SCN make frequent somato-somatic contacts, a feature that may be important in the stability of the output of the network of oscillators. The SCN project to each other and to numerous hypothalamic, thalamic and cortical regions. Recently, Moore has suggested that the SCN has two anatomically distinct regions, the core, or ventral portion, and the shell, or dorsal portion (Moore, 1997) . These areas differ in the types of projections they receive, in the predominate cell type, and in their efferent pathways (see below). The core contains vasoactive intestinal polypeptide (VIP) positive neurons while the shell contains vasopressin (VP) positive neurons (Figure 1).



    The SCN are the biological clock in mammals

    A number of lines of evidence support the conclusion that the SCN are the site of the biological clock. Lesions of the SCN eliminate rhythmicity of overt physiological and behavioral events, including sleep and wakefulness (Eastman, Mistlberger et al., 1984; Edgar, Dement et al., 1993) . Transplantation of fetal SCN tissue into lesioned animals restores rhythmicity (Silver, Lehman et al., 1990; Aguilar-Roblero, Drucker-Colin et al., 1992) . SCN cells display rhythmic electrical firing, glucose uptake, and neurotransmitter release, in vivo, and in vitro, either as a slice or as dissociated cells (Welsh, Logothetis et al., 1995) . While these latter findings suggest that individual neurons of the SCN are capable of sustaining circadian oscillations, it appears that the nuclei function as an ensemble oscillator, with network connections providing period and phase stability. The cumulative firing rate of the networked oscillator is higher during the day and lower at night, whether an animal is diurnal or nocturnal (Figure 2).



    Afferent projections to the SCN

    FIGURE 2



    SCN neuronal firing rate in vitro from slice preparations taken from a nocturnal species (rat, upper panel) and a diurnal species (squirrel, lower panel). SCN activity bears the same relationship to the light dark cycle, regardless of species behavior pattern. Data from (Ruby and Heller, 1996).

    The SCN receives major afferent input via three paths, the retinohypothalamic tract (RHT), the geniculo-hypothalamic tract (GHT), and a serotonergic input from the raphe nuclei. Two other inputs, less well described and/or more species dependent, but for which functional correlates have been identified, are a cholinergic projection from the basal forebrain, and a histaminergic projection from mammillary hypothalamus. Each of these five inputs provides a potential point of entry for pharmacological manipulation of clock function.

    First, the SCN receive afferent projections from the retina via a monosynaptic pathway, the retinohypothalamic tract (RHT), which arises from a subset of photoreceptors and retinal ganglion cells that appear to be specialized for sensitivity to luminescence (Foster, Argamaso et al., 1993) . The RHT terminate in the ventral portions, or core, of the SCN, an area rich in vasoactive intestinal polypeptide (VIP) and gastrin releasing peptide (GRP) producing cells. The neurotransmitter of the RHT is glutamate, which acts through both NMDA and non-NMDA receptors in the SCN. Light, or glutamate, stimulates Fos expression in the VIP positive neurons of the SCN (Schwartz, 1997) .

    The second major afferent is from the intergeniculate leaflet (IGL). The IGL also receives input directly from the retina via a separate branch of the RHT. The IGL, in turn, projects back to the SCN via the geniculo-hypothalamic tract (GHT), terminating in areas that overlap the direct RHT-SCN projections. The IGL pathway is enkephalin and neuropeptide Y positive. In addition to an ancillary role in photic entrainment, this alternate input appears to play an important role in entrainment mediated by non-photic stimuli such as motor activity. Electrical stimulation of the IGL produces phase shifts similar to those produced by activity (Rusak, Meijer et al., 1989) and lesions of the IGL block activity-induced phase shifts (Janik and Mrosovsky, 1994) .

    The third major afferent to the SCN originates in the raphe nuclei. Data suggest that this innervation has two functional components; one direct from the raphe (presumably accounting for 5HT axons that are appreciable within the SCN), and a second indirect projection via the IGL (Figure 1). Several lines of evidence have also implicated the serotonergic input in the effects of activity on the circadian clock, but the effects of pharmacological serotonin manipulation on clock function are complex. A few of the demonstrated interactions include a direct suppressive effect of serotonin on SCN neuronal firing (Meijer and Groos, 1988) , and phase-dependent modulation of the SCN response to photic phase shifts (Mintz, Gillespie et al., 1997).



EFFERENT PROJECTIONS OF THE SCN
    The major efferents projections of the SCN are ipsilateral and contralateral projections within the nuclei themselves. In addition, the SCN has a major projection to subparaventricular zone of the anterior hypothalamus (Watts, 1991) . From this region, projections arise that innervate the upper thoracic intermediolateral cell column and from there projections extend to the superior cervical ganglion sympathetic neurons which in turn innervate the pineal gland. Via this pathway, the SCN regulate the circadian rhythm of pineal secretion of melatonin (see below). Other efferent projections from the SCN include projections to the anterior hypothalamus, the thalamus, especially the paraventricular thalamic nucleus, the lateral and dorsal medial hypothalamus, the IGL, and the stria terminalis and lateral septal nucleus (Moore, 1996) . In addition to producing a variety of neuropeptides, most SCN cells appear to be GABAergic, and the efferents from the SCN are thought to be primarily inhibitory (van den Pol and Dudek, 1993) .



    Pharmacological Chronobiotics: Theoretical Considerations

    FIGURE 3



    Schematic representation of three possible sites of action for putative chronobiotic agents. A. Photic (or other) entrainment pathway; B. Oscillator period; or C. Oscillator amplitude.

    By definition, a chronobiotic is an agent that acts on the circadian clock or its inputs to alter timekeeping function. There are three possible modes of action for putative chronobiotics (Figure 3). First, a chronobiotic could act to modulate input from photic afferents to affect entrainment and phase alterations (A). Second, a chronobiotic could act directly on the clock to alter intrinsic period (B). A change in period would manifest as an alteration in the phase relationship between the circadian rhythm and the light-dark cycle under entrained conditions. Third, a chronobiotic could act upon the oscillator to change the amplitude of clock output (C), an alteration that would have complex effects on different driven rhythms. In the case of the sleep-wakefulness rhythm, current models suggest that an augmentation of circadian clock amplitude would produce improved nocturnal sleep and increased daytime alertness. It should be noted that within each of these broad conceptual categories, current understanding of the anatomic and neurophysiological components of the clock allows much more specific dissection of potential sites of action. This degree of detail is beyond the scope of this review. A more detailed treatment of potential mechanisms of chronobiotic action can be found in (Dawson and Armstrong, 1996) .

    In addition, with regards to putative chronobiotic agents and their mechanisms of action, it may be very difficult to distinguish a direct effect on the circadian clock from an effect on a driven circadian process. This is particularly true for sleep and wakefulness where the exact nature of the relationship between the clock and sleep-wake processes remains unclear, and where non-circadian, e.g. homeostatic, processes clearly play a pivotal role in the timing of sleep-wake expression. Thus, an agent that potentiates sleep at non-circadian phases might act directly on the clock to either shift its phase or attenuate its amplitude to facilitate sleep. Alternatively, it might act directly on sleep-wake regulatory centers to potentiate sleep and override the circadian wakefulness drive. Even phase-dependence of such an effect does not definitively implicate the clock as the site of action, given that hypnotic compounds may depend on underlying drive for their effect, and this drive may co-vary with circadian phase in an ineluctable way (Trachsel, Edgar et al., 1992) .

    Indeed, only direct effects on the period of the circadian oscillation, as assessed in appropriate constant conditions, definitively identify the circadian clock as the site of action. By this restrictive definition, only a handful of pharmacological agents have been identified (see below). Given the complexity of the circadian clock, it is perhaps surprising that neuroactive drugs do not commonly alter circadian timing. Considered from an evolutionary perspective, however, the resilience of the clock makes more sense. Accurate timekeeping by a biological clock requires careful insulation from physiological variations that might produce irregular changes in clock period. In this context, the remarkable insensitivity of the circadian clock in early experiments is less surprising. As noted by Richter in 1965 (Richter, 1965) :

    "How can this clock be speeded up; slowed down; reset; or stopped? Blinded rats were subjected to almost every conceivable kind of metabolic, endocrinological and neurological interference... to no effect"



    Insulation Of The Circadian Clock

    The period, or frequency, of oscillation of the central circadian pacemaker is relatively insensitive to external and internal environmental influences. The period of the circadian oscillator is stable over long periods of time, despite changes in the physiology of the organism. Early in the study of circadian rhythms it was demonstrated that the period of the oscillator is relatively insensitive to temperature changes. While the rate of most biological processes changes 2-3 fold with a 10o C change in temperature (Q10 of 2-3), the period of overt circadian rhythms shows a Q10 of less than 1. Thus, in hibernating mammals, the oscillator continues to keep relatively accurate time even in the face of a drastic decline in the body temperature of the organism (Ruby and Heller, 1996) The molecular basis of this temperature compensation is not known.

    Protection of the period of the oscillator also derives from the fact that it is not a function of sodium-dependent action potentials. Infusion of tetrodotoxin (TTX) into the SCN of the rat prevents sodium dependent action and synaptic potentials. In TTX treated animals, light will not cause phase shifts and circadian rhythmicity of overt rhythms is abolished. However, upon wash out of the TTX, the animals resume rhythmicity at a phase that is predictable from the period of the oscillator prior to TTX treatment (Schwartz, Gross et al., 1987) . A similar experiment has been performed in both SCN slices and in dissociated SCN cells (Welsh, Logothetis et al., 1995) , and the results continue to support the conclusion that action potentials within SCN cells are not a part of the clock time keeping mechanism. The input to the clock and the output from the clock are clearly dependent upon action potentials but the actual clock time keeping mechanism does not.



    Putative Chronobiotic Agents

    Despite the early difficulty identifying environmental and metabolic manipulations with circadian clock effects, there were a few prominent successes. One early example was deuterium, which when fed to hamsters and mice in drinking water, produced a concentration-dependent lengthening of the circadian period (Figure 4; (Suter and Rawson, 1968; Daan and Pittendrigh, 1976) . Several more recent studies have demonstrated that this agent acts at the SCN itself (Lesauter and Silver, 1993) , but there is still no clear understanding of how deuterium exerts its effects on tau.



    FIGURE 4



    Effects of deuterium oxide (D2O) on free-running circadian period in two mouse species. D2O lengthens tau in a dose-dependent fashion in all species examined. From (Daan and Pittendrigh, 1976).


ANTIDEPRESSANTS
    Affective disorders have commonly been associated with abnormalities in circadian rhythmicity(Mendlewicz, 1991; Van den Hoofdakker, 1994) . It remains unclear whether such abnormalities indicate a primary dysfunction of the circadian system in affective disorder or a secondary effect of affective illness leading to circadian rhythm abnormalities. Support for a primary role for clock dysfunction comes from studies indicating that several different classes of antidepressant medication can alter the circadian system, and do so in a consistent fashion despite very different mechanisms of drug action (Duncan, 1996) These include lithium, tricyclic antidepressants, and monoamine oxidase inhibitors. Selective serotonin re-uptake inhibitors and serotonin agonists and antagonists also show effects on the circadian system. These will be discussed elsewhere. Lithium effects on the circadian system have been extensively studied including several investigation in invertebrate species, such as aplysia (Strumwasser and Viele, 1980) and (Hofmann, Gunderoth-Palmowski et al., 1978) In these animals, as well as in humans and several species of rodents, lithium appear to lengthen the period of the circadian oscillator (for review see (Wirz-Justice, Groos et al., 1982) ). This suggests an effect at the level of the oscillator, although studies in rats appear to indicate that the pineal rhythm remains unchanged during lithium treatment (McEachron, 1987) , supporting the conclusion that the effects of lithium may be "downstream" of the oscillator.



    FIGURE 5



    Period-lengthening effects of a monoamine oxidase inhibitor, clorgyline, and a tricyclic antidepressant, imipramine. Subcutaneous osmotic pumps with each drug or vehicle were implanted at the point indicated by the arrows. The pre-pump period is indicated by the line on each plot. Both clorgyline and imipramine lengthen period, as indicated by increasing deviation from the line. From (Wirz-Justice, Groos et al., 1982).



    The monoamine oxidase inhibitor, clorgyline, also appears capable of altering the circadian oscillator (Figure 5; (Wehr and Wirz-Justice, 1982) ). Clorgyline lengthens the period of the activity rhythm of the hamster. The entrained phase of overt rhythms were also delayed, the expected consequence of the increase in the oscillator period. Localization of this drug effect to the SCN was corroborated in an experiment in which clorgyline was infused chronically into the third ventricles of freely behaving blinded rats. The period of the free-running rhythm in feeding behavior increased (Wirz-Justice, Groos et al., 1982) . Importantly, there was also a substantial decrease in the amplitude of the rhythm, a change that was indistinguishable from arrhythmicity in some animals.

    The tricyclic antidepressant, imipramine, also alters circadian rhythms (Figure 5; (Wehr and Wirz-Justice, 1982) ). When administered to rodents, imipramine lengthens the period and decreases the amplitude of overt rhythms in a manner similar to that of clorgyline. This suggests a common biochemical basis of the effect. While both drugs, particularly imipramine, have complex action on multiple neurotransmitter systems, both clorgyline and imipramine increase presynaptic serotonin levels, an effect that also results from lithium treatment. Serotonin may be the common mediator of antidepressant effects on circadian rhythms.



SERATONIN
    The SCN receive a serotonergic input from the raphe nuclei. Both lesions of this pathway and depletion of serotonin (Smale, Michels et al., 1990) cause a lengthening in the duration of the active phase with no effect on circadian period when animals are exposed to constant darkness. However, in constant light, period lengthens and the amplitude of the rhythm decreases or splitting occurs (Meyer-Bernstein, Blanchard et al., 1997) . These effects are reminiscent of the effects of bright light and it has been suggested that serotonin may be a modulator of sensitivity to the effects of light (Miller, Morin et al., 1996) .



    FIGURE 6



    Phase response curve (PRC) of single-unit activity in SCN slice to serotonin agonist quipazine (upper panel). PRC to light (solid line) and glutamate (solid dots) are shown for comparison in bottom panel. Both graphs from (Miller, Morin et al., 1996) .

    Both the SCN and the IGL receive serotonergic input from the raphe. The median raphe projects to the SCN, but not to the IGL while the dorsal raphe projects to the IGL but not to the SCN (Miller, Morin et al., 1996) . Lesions of the median raphe produce alterations in the period and amplitude of circadian rhythms, while lesions of the dorsal raphe do not alter circadian rhythmicity (Miller, Morin et al., 1996) and specifically, do not mimic the effects of IGL lesions, suggesting that the serotonergic inputs to that structure are not necessary to its timekeeping role.

    Within the SCN, a circadian rhythm is serotonin uptake and SCN cell response to serotonin has been documented (Meyer and Quay, 1976) (Mason, 1986) , with maximal activity during the dark phase in the nocturnal rat. Direct application of a serotonin agonist, quipazine, to cultured SCN phase shifts the SCN firing rhythm, with advances occurring during the projected day and delays occurring during the projected night (Figure 6; (Prosser, Miller et al., 1990) ). A similar phase response curve to quipazine has been generated in vivo (Edgar, Dement et al., 1993) . Pharmacological studies suggest that the phase advance effect is mediated by a novel serotonin receptor found in the SCN, 5HT7, a G protein coupled receptor that elevates cAMP levels (Lovenberg, Baron et al., 1993) . The opening of calcium dependent potassium channels may also be necessary for serotonin-induced phase advances (Prosser, Heller et al., 1994) and this may also occur through binding to the 5HT7 receptor.

    Several lines of evidence also suggest that serotonergic inputs to the clock are involved in non-photic phase shifting. First, locomotor activity, which shifts oscillator phase in a "dark-pulse" pattern, produces an elevation of serotonin (5HT) in the SCN (Jacobs, 1991) . Second, the phase response curves for wheel running activity and quipazine are very similar (Edgar and Dement, 1991) . Third, lesions of the 5HT pathway to the SCN eliminate the phase shifting effects of activity (Kuroda, Fukushima et al., 1997) , and of triazolam, a chronobiotic whose phase shifting effects are dependent on stimulated motor activity (see below; (Cutrera, Kalsbeek et al., 1994) (Penev, Turek et al., 1993) ) Thus, the feedback effects of locomotor activity on the SCN may be at least partially mediated by the 5HT input from the raphe. Other data are not entirely consistent with singular dependence on serotonergic mechanisms, however. Infusion into the SCN of antibodies to NPY block the phase shifting effects of locomotor activity (Biello, Janik et al., 1994) as well. More important, recent studies utilizing systemic and intra-SCN administration of specific serotonin antagonists do not block activity-induced phase shifts (Antle, Marchant et al., 1997) . While all of the available data are consistent, it appears that activity produces phase shifts of the circadian oscillator either directly, via a projection directly to the SCN, or indirectly via a projection to the IGL and thence via a NPY projection to the SCN, or both.



BENZODIAZEPINES
    Injections of benzodiazepines, diazepam (Ralph and Menaker, 1986) or triazolam (van Reeth and Turek, 1987) , induce phase shifts in the activity rhythm of the hamster and this effect appears to be mediated through the benzodiazepine-GABAA receptors (Van Reeth, Vanderhaeghen et al., 1988) . Lesions of the IGL block the phase shifting effects of benzodiazepines (Johnson, Smale et al., 1988) . As outlined above, the phase shifting effects of benzodiazepines appear to be mediated through the effects of these drugs on the motor activity level of the animal (Mrosovsky, Reebs et al., 1989) . Benzodiazepines induce an acute hyperactivity in the hamster and it is this increase in activity that induces phase shifts in overt rhythms. Immobilization of the animal prevents the phase shifting effects of triazolam (Van Reeth and Turek, 1989) and acute increase in activity stimulated by novel environments (Wickland and Turek, 1991) or dark pulses imposed on a dim light background produce phase shifts identical to those induced by triazolam injections. The activity-induced phase shifts are also mediated through the IGL (Kuroda, Fukushima et al., 1997) . Sex Steroids

    Sex steroids have been demonstrated to have effects on circadian rhythms of motor activity(Morin, Fitzgerald et al., 1977) sleep/wake state, and SCN firing rates (Kow and Pfaff, 1984) . The SCN have sex steroid receptors (Lauber, Romano et al., 1991) . Estrogen is associated with increased consolidation of motor activity and phase advance of activity onset. In female hamsters, for example, the elevated estrogen levels at pro-estrous are associated with an earlier onset of wheel running than on other days of the estrus cycle producing a characteristic "scalloping" in the activity rhythm (Morin, 1980) Castration/replacement studies have shown a small effect on clock function with shortening of free running period (Morin and Cummings, 1981) . There appear to be important species differences. There is not yet direct evidence to support an important effect in humans. Melatonin

    One putative chronobiotic receiving extensive attention recently is melatonin. This naturally occurring hormone is secreted by the pineal gland in a circadian rhythm that is controlled by sympathetic innervation from the SCN (Cassone, Warren et al., 1993) (Figure 7). Melatonin levels rise during the night and decline at dawn in both nocturnal and diurnal species (Reiter, 1986) . In mammals, the majority of melatonin receptors in the brain reside in the SCN (Reppert, Weaver et al., 1994) (Weaver and Reppert, 1996) (Roca, Godson et al., 1996) (Reppert, Weaver et al., 1996) . Melatonin effects on the circadian oscillator have been demonstrated in several species, including humans. This relationship, in which the driven rhythm of pineal melatonin secretion feeds back on the oscillator to influence its function, appears to be a mammalian modification of an evolutionarily older system. In lower vertebrates, including birds and reptiles, the pineal is a functional circadian oscillator (Underwood, Barrett et al., 1990) .Thus, interdependence of these two systems in the mammal may have arisen from an older relationship, when both pineal and SCN exerted clock function.



    FIGURE 7



    Innervation of the pineal gland. Projections from the SCN reach the superior cervical ganglion via the paraventricular nucleus of the hypothalamus and the intermedio-lateral cell column of the spinal cord. From (Martin and Reichlin, 1987) .

    Melatonin modulation of the circadian signal of the SCN has been demonstrated in several studies. Melatonin injections can entrain circadian rhythms in rats (Armstrong and Redman, 1985) and lesions of the SCN eliminate the effect (Cassone, Chesworth et al., 1986) . Melatonin can phase shift circadian rhythms in a number of other species, including sheep (Wood, Claypool et al., 1989) , lizards (Underwood and Harless, 1985) , birds (Heigl and Gwinner, 1995) and humans (Lewy, Ahmed et al., 1992) . Melatonin shifts circadian phase in a "dark-pulse" pattern, i.e., opposite that produced by light (Figure 8). Consistent with this, pinealectomized rats phase shift more rapidly to a change in light cycles than do pineal intact animals (Armstrong and Redman, 1985) . Exogenous melatonin administered to rats late in the circadian day (9-11 hours after activity onset) can accelerate the rate of reentrainment to phase advances but not phase delays of the LD cycle (Redman and Armstrong, 1988) (Armstrong, 1989) .The effects of melatonin are more pronounced under LD or LL conditions than under DD conditions (Chesworth, Cassone et al., 1987) (Redman and Armstrong, 1988) .



    FIGURE 8



    Phase response curves for melatonin in lizards (upper panel), rodents (middle panel) and humans (lower panel). All show consistent effects with phase advances in late subjective day and phase delays in the late subjective night. Note the small phase delays (<1 hr) in human subjects. Figure from . (Dawson and Armstrong, 1996) .

    In vitro studies of direct effects of melatonin on SCN suggest that melatonin's effects on the SCN are complex. Melatonin applied directly to the SCN will both phase shift the neuronal firing rhythm within the cultured nucleus (McArthur, Gillette et al., 1991) and suppress the amplitude of neuronal firing (Mason and Brooks, 1988; Shibata, Cassone et al., 1989) (Stehle, Vanecek et al., 1989) (Liu, Weaver et al., 1997) . It is unclear whether the melatonin inhibition of SCN neuronal firing is fundamental to the phase-shifting effect. It has been suggested that melatonin inhibition of neuronal firing alters SCN sensitivity to other phase shifting stimuli (Liu, Weaver et al., 1997) ; a decrease in the firing rate reflects a neuron in a state of decreased sensitivity to phase shifting stimuli. Thus, the net result of pinealectomy would be an increased sensitivity to phase shifting stimuli. In addition, melatonin effects on 2-deoxy-d-glucose uptake in the SCN demonstrated maximal inhibitory effects of melatonin on SCN metabolism at the circadian phase most sensitive to the phase shifting effects of melatonin (Cassone, Roberts et al., 1988) . Therefore, the nighttime elevation of melatonin serves to protect the oscillator from phase shifting stimuli, providing a degree of inertia to the system. Light, however, can over ride the inhibitory modulation of melatonin on the circadian oscillator, with its two fold action of 1) suppression of melatonin secretion from the pineal and 2) powerful phase shifting effects (Liu, Weaver et al., 1997) .

    Recent work characterizing the melatonin receptors suggests that the inhibitory and phase-shifting effects may be more distinct than previously thought. Melatonin binds to high affinity G-protein coupled receptors (Reppert, Weaver et al., 1996) . Melatonin binding has been demonstrated in the SCN of adult mice, rats, Siberian hamsters, and humans (Reppert, Weaver et al., 1988) (Siuciak, Fang et al., 1990) (Weaver, Carlson et al., 1990) (Roca, Godson et al., 1996) (Weaver and Reppert, 1996) . Two types of melatonin receptors have been identified in the SCN (Liu, Weaver et al., 1997) , Mel1a and Mel1b. Expression of the Mel1a receptor may be developmentally regulated, at least in some species, as it has been demonstrated that binding to the receptor decreases with advancing age in hamsters and humans (Duncan and Davis, 1993) (Weaver, Stehle et al., 1993) . The Mel1b receptor subtype is expressed at substantially lower concentrations in the SCN, and more sensitive detection methods, e.g. RT-PCR, have been required to identify mRNA for the subtype in mice (Liu, Weaver et al., 1997) .



    FIGURE 9



    Melatonin acutely inhibits neuronal firing in an SCN slice taken from control animals (upper panel) but not in one taken from transgenic mice without the Mel1a receptor (lower panel). Transgenic mice still exhibit melatonin induced phase shifts, implying mediation by the Mel1b receptor subtype. From (Liu, Weaver et al., 1997).



    The Mel1a receptor appears to be necessary for the acute inhibitory action of melatonin on SCN firing, as cultured SCN from knock-out mice with disruption of the Mel1a receptor gene do not decrease firing in response to melatonin (Figure 9; (Liu, Weaver et al., 1997) ). These same mice will continue to phase shift in response to melatonin, suggesting that the phase shifting effect of melatonin occurs through the Mel1b receptor and that the inhibitory effect on neuronal firing is not necessary to the phase shifting effect.

    Important species differences exist. Mel1b may be absent in other species, including the Siberian and Syrian hamsters (Weaver, Liu et al., 1996) . Yet in these animals, melatonin will elicit phase shifts, suggesting that the Mel1a receptor mediates phase shifting effects in the hamster, but not the mouse. An alternative explanation is that the Mel1b receptor in the knockout mouse assumed the phase shifting function in the absence of the Mel1a receptor. Additionally, an as yet unidentified receptor may be responsible for phase shifting effects. Resolution of the respective roles of each receptor subtype in the physiology of melatonin effects on the circadian system awaits the development of specific pharmacological probes that selectively activate or inactivate receptor subtypes.



    FIGURE 10



    A schematic model of receptor specificity in the mediation of melatonin effects. In the mouse, Mel1a receptors appear to mediate inhibitory effects on SCN neuronal firing. Mel1b receptors appear to mediate phase-shifting effects.


FUTURE DIRECTIONS
    Several factors may underlie the disappointing results with melatonin. First, the most likely explanation for this is the difference in the amplitude of the response to melatonin and that to bright light. Where melatonin produces changes in phase of less than an hour, light induced phase changes, including the counter-productive adjustments experienced by shift-workers on the way home from work, produce much larger phase changes (Czeisler, 1995) . This disparity is confirmed in laboratory studies comparing the effects of light with those of melatonin (Dawson, Encel et al., 1995) . Second, a related factor is an apparent age-dependent decrease in sensitivity to melatonin. Animal studies have consistently shown that sensitivity to melatonin's phase shifting effects declines with age (Hastings, Mead et al., 1992) , and receptor expression, in the SCN and elsewhere in brain, shows a similar age-dependent decline (Duncan and Davis, 1993; Roca, Godson et al., 1996) . Indirect evidence supports a similar age-dependent change in human melatonin receptor expression: Mel1a receptors in human SCN were readily identified in neonatal tissue with methods that failed to identify receptors in adult tissue (Weaver and Reppert, 1996) . This suggests that melatonin may be significantly less effective in adults than in children, and the remarkable results reported in case studies in pediatric sleep disorders, substantially greater than any seen in adults, support this hypothesis (Jan and Espezel, 1995) .

    For a melatonin-based chronobiotic to be effective in adults, substantially greater effects than those realized for native melatonin will be needed. Recent characterization of specific receptor subtypes may provide a mechanism for realizing this goal.



MEL1B SPECIFIC AGONISTS
    The emerging model of melatonin action on the SCN, based on phylogenetic comparisons and studies of a Mel1a deficient transgenic mouse (Liu, Weaver et al., 1997) , holds that the Mel1b receptor mediates the phase-shifting effects of the hormone, while the Mel1a receptor mediates a direct inhibitory effect on firing rate of the SCN output neurons (Figure 10). As outlined above, important species differences exist, however, and it is unclear whether the duality of function apparent in the mouse SCN will prove relevant to humans (Weaver, Liu et al., 1996) . To date, the Mel1b receptor has not been localized to the human SCN, but methods used to characterize melatonin receptor expression in the human SCN were also insufficiently sensitive to identify it in the mouse SCN (Weaver and Reppert, 1996) . Only when the transgenic animal without the Mel1a receptor showed continued phase responses to melatonin were sensitive detection methods necessary to identify the very low levels of Mel1b expression employed.

    If it is established that a specific melatonin receptor subtype is responsible for phase shifting effects of the hormone, then specific agonists of that receptor may yield significantly greater phase responses, potentially large enough to overcome the advancing effects of morning sunlight that are most troublesome to night shiftworkers. Conversely, if the Mel1a subtype produces attenuation of SCN output amplitude, as it seems to do in the mouse, specific agonists of this receptor subtype may prove useful for their daytime hypnotic effects. To date, subtype specific agonists have not yet been developed, but recent progress suggests that these tools will soon be available (Gillen, Li et al., 1997) .

    An additional caveat to the application of melatonin agonists to shift-work insomnia is the still incomplete understanding of the vascular effects of the hormone. Specific melatonin receptors mediate vasoactive effects of melatonin directly on arterial smooth muscle, which, at least for coronary arteries, is vasoconstrictive (Viswanathan, Laitinen et al., 1993) . As yet it is not known whether subtype-specific agonists will prove selective at vascular receptors as well; preliminary results have isolated message for both subtypes from cerebral arteries of the rat (Easton, Masana et al., 1997) .



    Specific serotonin agonists

    An alternate approach to the development of chronobiotic agents has been incompletely explored. Consideration of the phase-shifting effects of serotonin agonists suggest that these effects may potentially be quite large, and the "dark-pulse" orientation indicates that agonists could be used to counteract the effects of uncontrolled sunlight exposure. Indeed, simultaneous administration may render the SCN "blind" to light effects (Rea, Glass et al., 1994) . Characterization of a specific 5HT receptor subtype mediating these effects offers the possibility that specific, short-acting agonists could be developed that would avoid the potential toxicity associated with broad spectrum serotonin stimulation.



CONCLUSION
    The problems of shift-work insomnia and jet lag derive from the limitations on adjustment of sleep-wake timing imposed by the human circadian clock Despite the remarkable insulation of the clock from physiological and environmental perturbation, the important afferents to the suprachiasmatic nucleus have provided avenues for the development of potential chronobiotic agents. To date, studies with naturally occurring melatonin have been disappointing. But continuing elucidation of the mechanism of melatonin's action on the circadian clock, as well as studies of mechanisms underlying non-photic entrainment, offer the promise of more specific and potent agents.




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Gary Richardson and Barbara Tate, Brown University School of Medicine and the Miriam Hospital Providence, RI



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